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Americas

Americas

Project KISS

8 June 2017 4:00pm EDT

On March 15, Chris Giancarlo, the acting chairman of the Commodity Futures Trading Commission, announced a three-pronged plan to renovate derivatives regulation that he called Project KISS, which...

Automated Trading

8 June 2017 4:00pm EDT

On May 1, FIA and the FIA Principal Traders Group submitted a joint comment letter opposing overly prescriptive regulation of automated trading. The comment was filed in response to the Commodity...

Trump Nomination

8 June 2017 4:00pm EDT

On May 2, the Senate confirmed the nomination of Jay Clayton to serve as chairman of the Securities and Exchange Commission. The nomination was approved in a 61 to 37 vote, with several Democrats...

Shorter Settlement

8 June 2017 4:00pm EDT

On March 22, the Securities and Exchange Commission approved a rule that will shorten the standard settlement cycle for most securities transactions to T+2 from T+3. Broker-dealers will be...

Rule 1.31

8 June 2017 4:00pm EDT

In January, the Commodity Futures Trading Commission issued a proposal to update and modernize Rule 1.31, which sets out certain recordkeeping requirements for futures commission merchants,...

Team Trump

Team Trump

10 March 2017 5:00pm EST

When Donald Trump stunned the world last fall with his victory in the U.S. presidential election, financial markets rallied on a wave of enthusiasm for a dramatic change in Washington. Market...

End-User Relief

10 March 2017 5:00pm EST

On Jan. 12, the U.S. House of Representatives passed the Commodity End-User Relief Act, a bill that would authorize the CFTC to operate through 2021. The bill, which was approved by a vote of 239...

Countdown to April

10 March 2017 5:00pm EST

Canada is set to implement mandatory clearing for interest rate swaps and certain other OTC derivatives in April, following the finalization of two sets of rules on Jan. 19 that spell out what...

Dodd-Frank Revamp

10 March 2017 5:00pm EST

On Feb. 3, President Trump issued an executive order outlining seven core principles for financial market oversight and calling on regulators to review existing laws and regulations to determine...

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